Let’s talk Compliance/QA

So, what is Compliance/QA all about?

Mortgage lenders operate under heavy compliance burdens, and it’s only getting more stringent. To make matters worse, compliance is a moving target. New rules are constantly introduced, old regulations amended, etc.


The process of validating compliance with regulations is called quality assurance. Failures in compliance can lead to backbreaking fines and even cause regulators to shut down a mortgage lender.


Larger mortgage lenders may have in-house compliance officers, but smaller mortgage lenders may rely on outsourcing. Automated software solutions can help streamline compliance and save lenders money while continuing to stave off the devastating consequences of non-compliance.

Compliance/QA Benefits

For Mortgage Professionals

Reduced Costs

Compliance automation helps lenders reduce reliance on compliance officer personnel.

Stay Compliant

Effective quality assurance can help lenders avoid fines and reduce audits that could have a long-term negative affect on their business and resources.

Stay on the pulse of Compliance/QA

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Winnow Solutions, LLC is the developer of Winnow ®, a database-driven, RegTech platform that provides subscribers with accurate topic-driven surveys and automated compliance change management. Winnow catalogs over 45,000 individual state law requirements maintained by an experienced team of specialized attorneys and professionals. Winnow subscribers build highly tailored state law compliance surveys unique to their business type, licensing, financial products, and jurisdictions, with federal law surveys coming soon.

Mortgage Specific Compliance/QA Companies


Compliance/QA Resources


Compliance/QA Insights

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